LICENSING & COMPLIANCE CONSULTANTS DIRECTORY
Compliance Consultants Directory
We see Compliance Consultants as essential to good customer outcomes. Self-licensing is on the rise, ASIC is increasing scrutiny of regulated entities, and numerous legislative changes and other reforms are prompting all manner of financial services firms to seek the assistance of a Compliance Consultant.
Please find a list of Compliance Consultants who have joined our FEP community.
Please note: This is not an endorsement and we take no responsibility for the selection. Please do your own research as to whether they are the right fits for your compliance needs.
Do you need an AFS licence?
If you want to run a financial services business, you generally need to be authorised under an AFS licence. Before you apply, check out ASIC’s AFS Licensing Kit.
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