Consulting and Advisory

Independent expertise to keep you compliant and future-ready.

Our Consulting and Advisory service equips you with the expert insight and independent guidance you need to stay ahead of regulatory change, close critical compliance gaps and map your team’s skills and capability to identify strengths, risks and training priorities.

From individual Responsible Manager assessments, AFSL skills mapping to AML/CTF training program reviews and executive briefings, we deliver actionable insights that fuel targeted learning and drive measurable performance uplift.

As an ASIC Authorised Assessor, we also benchmark staff programs against ASIC’s Australian Financial Services License (AFSL) conditions to keep your people, processes, and compliance at the highest standard.

We offer:

Training Gap Analysis

Gap analysis of existing training against ASIC RG 105, RG 146 and industry codes.

Individual Assessments

Individual assessments for Responsible Managers (RG 105 Option 2) and RG 146 knowledge requirements.

Capability Mapping

Compliance program design, competency reviews, skills and capability mapping to internal training programs

For the Board

Board and senior-management briefings on emerging regulatory trends.

Courses by Industry

Our pillars of expertise:

What others say about us

Industry leaders in CPD

The delivery method, the flexibility and the currency and relevance of content. FEP are and have always been a leader in CPD for the
finance industry – thankyou

Diane Wilkinson, WiZDOM

Parallels real workplace experience.

We have been using FEP for a number of years now. The course materials are highly professional and parallels real workplace experience. Staff greatly value participating in meaningful external training and are the greatest advocates.

Efficient, informative and accessible.

The content is well set out, clear and precise. My organisation does the course every year and we are continuing to learn new and interesting things with each new offering. The content is up to date with the industry and completely relevant to my role. I had all the support and learning resources available to get it done…

Extremely relevant and meaningful.

Our firm exclusively uses the services of Financial Education Professionals for all of our ongoing RG146, compliance and responsible manager training for our team. We find course materials extremely relevant and meaningful and this allows our team to have up to date, practical knowledge.

Peter McGuire, CEO, XM

Regulatory News

[extlsc id="3633"]

Consulting and Advisory